Declaration of policy

Administrative agency

Powers and functions of the commissioners

Indemnification and responsibilities of commissioners

Reorganization

Requirement of registration of securities

Exempt securities

Exempt transactions

Commodity futures contracts

Procedure for registration of securities

Rejection and revocation of registration of securities

Amendments to the registration statements

Suspension of registration

Pre-need plans

Periodic and other reports of issuers

Reports by five per centum (5%) holders of equity securities

Tender offers

Proxy solicitations

Fees for tender offers and certain proxy solicitations

Internal record keeping and accounting controls

Transactions of directors, officers and principal stockholders

Manipulation of security prices; devices and practices

Regulation of option trading

Fraudulent transactions

Insider's duty to disclose when trading

Registration of brokers, dealers, salesmen & associated persons

Revocation, refusal or suspension of registration of brokers, dealers, salesman and associated persons

Transactions and responsibility of brokers and dealers

Development of securities market professionals

Prohibition on use of unregistered exchange; regulation of over-the-counter markets

Registration of exchanges

Segregation and limitation of functions of members, brokers and dealers

Additional fees of exchanges

Powers with respect to exchanges and other trading markets

Registration of innovative and other trading markets

Independent directors

Association of securities brokers, dealers and other securities related organizations

Powers with respect to self-regulatory organizations

Prohibitions on use of unregistered clearing agency

Registration of clearing agencies

Uncertificated securities

Evidentiary value of clearing agency record

Pledging a security or interest therein

Issuer's responsibility for wrongful transfer to registered clearing agency

Power of the commission with respect to securities ownership

Margin requirements

Restriction on borrowings by members, brokers and dealers

Enforcement of margin requirements and restrictions on borrowings

Liabilities of controlling persons, aider and arbettor and other secondary liability

Accounts and records, reports, examination of exchanges, members and others

Investigations, injunctions and prosecution of offenses

Administrative functions

Settlement offers

Civil liabilities on account of false registration statement

Civil liabilities arising in connection with prospectus, communication and reports

Civil liability for fraud in connection with security transactions

Civil liability for manipulation of security prices

Civil liability with respect to commodity futures contracts and pre-need plans

Civil liability on account of insider trading

Limitation of actions

Amount of damages to be awarded

Cease and desist order

Substituted service upon the commission

Revelation of information filed with the commission

Effect of action of commission and the unlawful representations with respect thereto

Special accounting rules

Effect on existing law

Judicial review of commission orders

Validity of contracts

Rules and regulations; effectivity

Penalties

Transitory provisions

Partial use of income

Repealing clause

Separability clause

Effectivity