| 000 -LEADER |
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| fixed length control field |
05082nam a2201117 4500 |
| 003 - CONTROL NUMBER IDENTIFIER |
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| control field |
OSt |
| 005 - DATE AND TIME OF LATEST TRANSACTION |
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| control field |
20231108172612.0 |
| 008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION |
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| fixed length control field |
230417n ph l f000 0 eng d |
| 040 ## - CATALOGING SOURCE |
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| Transcribing agency |
QCPL |
| 082 ## - DEWEY DECIMAL CLASSIFICATION NUMBER |
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| Classification number |
346.5990922 |
| 245 00 - TITLE STATEMENT |
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| Title |
Securities Regulation Code |
| Remainder of title |
: Republic Act No. 8799 |
| 264 #1 - PRODUCTION, PUBLICATION, DISTRIBUTION, MANUFACTURE, AND COPYRIGHT NOTICE |
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| Place of production, publication, distribution, manufacture |
Manila : |
| Name of producer, publisher, distributor, manufacturer |
Securities and Exchange Commission, |
| Date of production, publication, distribution, manufacture, or copyright notice |
[date of publication not identified] |
| 300 ## - PHYSICAL DESCRIPTION |
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| Extent |
iii, 80 pages |
| 336 ## - Content Type |
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| Source |
rdacontent |
| Content type term |
text |
| 337 ## - MEDIA TYPE |
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| Source |
rdamedia |
| Media type term |
unmediated |
| 338 ## - Carrier Type |
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| Source |
rdacarrier |
| Carrier type term |
volume |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Declaration of policy |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Administrative agency |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Powers and functions of the commissioners |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Indemnification and responsibilities of commissioners |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Reorganization |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Requirement of registration of securities |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Exempt securities |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Exempt transactions |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Commodity futures contracts |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Procedure for registration of securities |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Rejection and revocation of registration of securities |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Amendments to the registration statements |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Suspension of registration |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Pre-need plans |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Periodic and other reports of issuers |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Reports by five per centum (5%) holders of equity securities |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Tender offers |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Proxy solicitations |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Fees for tender offers and certain proxy solicitations |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Internal record keeping and accounting controls |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Transactions of directors, officers and principal stockholders |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Manipulation of security prices; devices and practices |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Regulation of option trading |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Fraudulent transactions |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Insider's duty to disclose when trading |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Registration of brokers, dealers, salesmen & associated persons |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Revocation, refusal or suspension of registration of brokers, dealers, salesman and associated persons |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Transactions and responsibility of brokers and dealers |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Development of securities market professionals |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Prohibition on use of unregistered exchange; regulation of over-the-counter markets |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Registration of exchanges |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Segregation and limitation of functions of members, brokers and dealers |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Additional fees of exchanges |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Powers with respect to exchanges and other trading markets |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Registration of innovative and other trading markets |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Independent directors |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Association of securities brokers, dealers and other securities related organizations |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Powers with respect to self-regulatory organizations |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Prohibitions on use of unregistered clearing agency |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Registration of clearing agencies |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Uncertificated securities |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Evidentiary value of clearing agency record |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Pledging a security or interest therein |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Issuer's responsibility for wrongful transfer to registered clearing agency |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Power of the commission with respect to securities ownership |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Margin requirements |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Restriction on borrowings by members, brokers and dealers |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Enforcement of margin requirements and restrictions on borrowings |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Liabilities of controlling persons, aider and arbettor and other secondary liability |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Accounts and records, reports, examination of exchanges, members and others |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Investigations, injunctions and prosecution of offenses |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Administrative functions |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Settlement offers |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Civil liabilities on account of false registration statement |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Civil liabilities arising in connection with prospectus, communication and reports |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Civil liability for fraud in connection with security transactions |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Civil liability for manipulation of security prices |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Civil liability with respect to commodity futures contracts and pre-need plans |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Civil liability on account of insider trading |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Limitation of actions |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Amount of damages to be awarded |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Cease and desist order |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Substituted service upon the commission |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Revelation of information filed with the commission |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Effect of action of commission and the unlawful representations with respect thereto |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Special accounting rules |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Effect on existing law |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Judicial review of commission orders |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Validity of contracts |
| 505 0# - FORMATTED CONTENTS NOTE |
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| Formatted contents note |
Rules and regulations; effectivity |
| 505 0# - FORMATTED CONTENTS NOTE |
|---|
| Formatted contents note |
Penalties |
| 505 0# - FORMATTED CONTENTS NOTE |
|---|
| Formatted contents note |
Transitory provisions |
| 505 0# - FORMATTED CONTENTS NOTE |
|---|
| Formatted contents note |
Partial use of income |
| 505 0# - FORMATTED CONTENTS NOTE |
|---|
| Formatted contents note |
Repealing clause |
| 505 0# - FORMATTED CONTENTS NOTE |
|---|
| Formatted contents note |
Separability clause |
| 505 0# - FORMATTED CONTENTS NOTE |
|---|
| Formatted contents note |
Effectivity |
| 650 ## - SUBJECT ADDED ENTRY--TOPICAL TERM |
|---|
| Topical term or geographic name as entry element |
Securities |
| Geographic subdivision |
Philippines |
| 690 ## - LOCAL SUBJECT ADDED ENTRY--TOPICAL TERM (OCLC, RLIN) |
|---|
| Topical term or geographic name as entry element |
Filipiniana |
| 942 ## - ADDED ENTRY ELEMENTS (KOHA) |
|---|
| Source of classification or shelving scheme |
Dewey Decimal Classification |
| Koha item type |
Book |