TY  - BOOK
TI  - Securities Regulation Code: : Republic Act No. 8799
U1  - 346.5990922 
PY  - 0000///[date of publication not identified]
CY  - Manila
PB  - Securities and Exchange Commission
KW  - Securities
KW  - Philippines
N1  - Declaration of policy; Administrative agency; Powers and functions of the commissioners; Indemnification and responsibilities of commissioners; Reorganization; Requirement of registration of securities; Exempt securities; Exempt transactions; Commodity futures contracts; Procedure for registration of securities; Rejection and revocation of registration of securities; Amendments to the registration statements; Suspension of registration; Pre-need plans; Periodic and other reports of issuers; Reports by five per centum (5%) holders of equity securities; Tender offers; Proxy solicitations; Fees for tender offers and certain proxy solicitations; Internal record keeping and accounting controls; Transactions of directors, officers and principal stockholders; Manipulation of security prices; devices and practices; Regulation of option trading; Fraudulent transactions; Insider's duty to disclose when trading; Registration of brokers, dealers, salesmen & associated persons; Revocation, refusal or suspension of registration of brokers, dealers, salesman and associated persons; Transactions and responsibility of brokers and dealers; Development of securities market professionals; Prohibition on use of unregistered exchange; regulation of over-the-counter markets; Registration of exchanges; Segregation and limitation of functions of members, brokers and dealers; Additional fees of exchanges; Powers with respect to exchanges and other trading markets; Registration of innovative and other trading markets; Independent directors; Association of securities brokers, dealers and other securities related organizations; Powers with respect to self-regulatory organizations; Prohibitions on use of unregistered clearing agency; Registration of clearing agencies; Uncertificated securities; Evidentiary value of clearing agency record; Pledging a security or interest therein; Issuer's responsibility for wrongful transfer to registered clearing agency; Power of the commission with respect to securities ownership; Margin requirements; Restriction on borrowings by members, brokers and dealers; Enforcement of margin requirements and restrictions on borrowings; Liabilities of controlling persons, aider and arbettor and other secondary liability; Accounts and records, reports, examination of exchanges, members and others; Investigations, injunctions and prosecution of offenses; Administrative functions; Settlement offers; Civil liabilities on account of false registration statement; Civil liabilities arising in connection with prospectus, communication and reports; Civil liability for fraud in connection with security transactions; Civil liability for manipulation of security prices; Civil liability with respect to commodity futures contracts and pre-need plans; Civil liability on account of insider trading; Limitation of actions; Amount of damages to be awarded; Cease and desist order; Substituted service upon the commission; Revelation of information filed with the commission; Effect of action of commission and the unlawful representations with respect thereto; Special accounting rules; Effect on existing law; Judicial review of commission orders; Validity of contracts; Rules and regulations; effectivity; Penalties; Transitory provisions; Partial use of income; Repealing clause; Separability clause; Effectivity
ER  -