Securities regulation code : (Republic Act 8799) with annotations
/ Mary Ann L. Ojeda
- xi, 169 pages
Title and definitions Securities and exchange commission Registration of securities Regulation of pre-need plans Reportorial requirements Protection of shareholder interests Prohibitions on fraud, manipulation and insider trading Regulation of securities market professionals Exchanges and other securities trading markets Registration, responsibilities and oversight of self-regulatory organizations Acquisition and transfer of securities and settlement of transactions in securities Margin and credit General provisions